兰州理工大学学报 ›› 2026, Vol. 52 ›› Issue (4): 42-51.doi: 10.13295/j.cnki.issn1673-5196.2026.04.005

• 机械工程与动力工程 • 上一篇    下一篇

小样本下基于GASF和SqueezeNet的轴承故障诊断方法

谢小正*, 何欢, 杜敏   

  1. 兰州理工大学 机电工程学院, 甘肃 兰州 730050
  • 收稿日期:2023-06-07 出版日期:2026-08-28 发布日期:2026-09-03
  • 通讯作者: 谢小正(1979-),男,甘肃甘谷人,博士,正高级工程师.Email:x2zdavy@126.com
  • 基金资助:
    国家自然科学基金(62241308),甘肃省高等教育教学改革研究项目(2025-118)

A small-sample bearing fault diagnosis method based on GASF and SqueezeNet

XIE Xiao-zheng, HE Huan, DU Min   

  1. School of Mechanical and Electrical Engineering, Lanzhou University of Technology, Lanzhou 730050, China
  • Received:2023-06-07 Online:2026-08-28 Published:2026-09-03

摘要: 针对实际工况下故障样本不足导致诊断精度低以及大型网络模型在有限算力下效率低和存储高,提出了基于格拉姆角和场(GASF)图像编码与迁移压缩神经网络(SqueezeNet)结合的故障诊断方法. 首先,采用GASF编码将一维轴承信号转变为具有时间关联性的二维图像,使数据特征即使在小样本条件下也包含丰富完整的故障信息. 然后,将数据集ImageNet中SqueezeNet全局池化层之前经过预训练的参数迁移至新SqueezeNet,并且将Sgdm作为优化算法,减少训练时间和存储.最后,通过迁移后SqueezeNet对GASF图像进行特征提取和分类,进而构成GSN故障诊断模型. 为了验证小样本下基于GASF和SqueezeNet的轴承故障诊断方法,选用不同规模的数据集进行测试,与先进算法对比分析,并与其他网络模型在相同条件下进行迁移学习对比研究.结果表明,该方法具有较高的故障识别准确率99.15%,且具有更强的小样本识别能力和更高效的轻量化能力.

关键词: 图像编码, 迁移学习, 压缩神经网络, 滚动轴承, 故障诊断

Abstract: A fault diagnosis method based on the combination of Gramian angle sum fields (GASF) image encoding and transfer compression neural network (SqueezeNet) is proposed to address the low diagnostic accuracy caused by insufficient fault samples under actual working conditions, as well as the low efficiency and high storage issues of large network models under limited computing power. Firstly, the GASF encoding method is used to transform the one-dimensional bearing signal into a two-dimensional image with temporal correlation, so that the data features contain rich and complete fault information even under small sample conditions. Next, the parameters before the global pooling layer in the pre-trained SqueezeNet on the ImageNet dataset are transferred to the new SqueezeNet, and Sgdm is used as an optimization algorithm to reduce training time and storage. Then, the transferred SqueezeNet is used to extract and classify features from the GASF images, ultimately forming a GSN fault diagnosis model. In order to verify the feasibility and superiority of the proposed method, datasets of different scales were selected for testing, and transfer learning comparisons were conducted with other advanced network models under the same conditions, as well as a comparative analysis with advanced algorithms. The experimental results show that the proposed method has a high fault recognition accuracy of 99.15%, while exhibiting and has stronger small-sample recognition ability and improved more efficient lightweight ability.

Key words: image encoding, migration learning, compressed neural network, rolling bearing, fault diagnosis

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